Sabera Loughran

Chief Administrative Officer

2022

COO

2020

Chief Operating Officer

2020

CFO/CCO

2009 - 2020

• Involved with overall business strategy and manage firms day to day operations • Review Fund financial statements, financial audits, Fund/LP K-1s and all tax and SEC filings • Manage relationships with all firm’s service providers including prime brokerage, auditors, administrators, order management system, portfolio management system & accounting service providers • Review all security valuations. Perform fund expense allocations / accruals • Ensure the firm complies with all legal and regulatory requirements. • Ensure procedures meet the requirement of auditors and government agencies. • Management Company - Financial Reporting, Budgeting and management of Human Resources and employee Benefits

Director of Finance (Controller)

2007 - 2009

• Created new procedures and improved existing procedures which included automation of several reports used by Portfolio managers • Set up 401K plan, health & dental insurance, employee commuter benefit program and business insurance. Reviewed and hired new payroll administrator, worker’s comp and NYS disability insurance • Detailed investment research analysis and comparison of office product companies

Operations Analyst

2002 - 2007

•Generate K-1s, provide tax estimates/projections, calculate trial balances, manage client requests •Calculate performance, attribution analysis and sector allocations for 2 offshore and 4 domestic hedge funds and 40 separately managed account. Update Advent Partner and interface with Advent Axys monthly. Calculate, prorate and charge incentive and management fees and facilitate capital assignments •Reconcile monthly NAV. Review daily P&L for internal distribution and weekly estimates for external distribution •Trade corrections, allocations, position reconciliations, software interaction, client portfolio/security restrictions, dividend accruals and accruals of management, audit and legal fees •Communicate with clients on cash flows, documentations, reporting, performance estimates, portfolio exposure and hedge fund activities. Prepare marketing presentations, update due diligence reports and marketing questionnaires •Maintain soft dollar records and contracts

Associate

1996 - 2002

Client Reporting Team of Private Wealth Management: Supervise a team responsible for processing IMS Performance Client Reports. Custody/Broker-Dealer support for high net worth clients. Group Leader – IMS Operations:Supervise a team responsible for transaction processing for IMS clients, including Mutual Fund and Money Market purchases and redemptions, payments, cash and security journals, security deliveries and receives (DVP/RVP), margin loan oversight and issuance of Fed and House calls AMS/IMS Portfolio Administration:Administer GSAM managed account portfolios of IMS and PCS clients, involvement in IMS and AMS business channels, ensuring the seamless and successful transition of client assets from PCS to a GSAM managed product Fixed Income Portfolio Administrator:Maintain Fixed Income Institutional Actively Managed Portfolios. Ensuring accuracy of prices of holdings, positions, accrued income. Report to clients on performance activity and characteristics of portfolios

Intern

1994 - 1996

Auditor at Unit Investment Trust Fund